The compliance platform that builds your program for you.
CompliSun Guardian is the AI-powered compliance platform for fintechs, RIAs, and bank-partner businesses. Sign up, build your program, and bring in our compliance team only when you're ready to scale. No six-month consulting engagement required.
Need a full managed program? Talk to our team →
Built by compliance attorneys and operators. Meet our team →
Trusted By Industry Leaders
You need a compliance program. You don't need a $50K/mo consultant.
Your bank partner wants policies. Your investors want an AML risk assessment. Your marketing team wants someone to sign off before the campaign goes live. Right now, that's you — with a folder of PDFs, a Slack thread, and a sinking feeling every time an examiner gets mentioned.
You don't need another consulting engagement. You need a platform that builds the program with you — and a team you can call in when the stakes get bigger.
A real compliance program in 3 steps.
Self-serve from day one. Scale with our team when you're ready.
Sign Up
Pick a plan and create your account in under 5 minutes. No sales call, no gap analysis engagement, no consultant on retainer.
Start with Essentials ($39.99/mo), Pro ($350/mo), Legal ($750/mo), or Enterprise ($3,295/mo).
Build Your Program
Guardian walks you through everything a real compliance program needs: policies and procedures, AML/BSA risk assessments, marketing and disclosure review, vendor management, complaint management, monitoring and testing, audit agents, and SEC EDGAR research.
Your full program lives in one place — examiner-ready, partner-ready, investor-ready.
Scale With Us (When You're Ready)
When you outgrow self-serve, plug in our fractional compliance team on top of the same platform. Same program, same data, just more horsepower for exams, bank diligence, SEC reviews, or a sudden growth push.
No rip-and-replace, ever.
Real Results from Real Leaders
"You need the right partner. We chose the right partner with CompliSun, and I honestly don't see bringing in a whole Compliance Department again. With CompliSun, the work gets done, no sacrifices, and far better quality than one would get from most fulltime hires."
"Partnering with CompliSun Guardian was instrumental in strengthening our compliance management systems. It significantly reduced both cost and time when implementing marketing audits and securing our lending licenses."
Trusted by fintechs and RIAs operating under bank partnerships and state regulatory frameworks.
Built by the people who built fintech compliance.
CompliSun Guardian is built by attorneys and compliance leaders who ran the Rocket Loans servicing program through repeat-rated ABS issuance, helped stand up the American Fintech Council, and run live compliance programs today for fintechs, RIAs, and bank partners.
We've sat in your seat. We built the platform we wished we'd had.
Meet the teamPick the Plan That Matches Your Volume
Guardian runs on credits. Credits power expert reviews, audits, marketing checks, vendor assessments, and AI agent runs. Pick the plan that matches your volume — buy more credits anytime inside the app.
Essentials
- Full AI compliance chat
- Marketing compliance checks
- Vendor risk lookups
- Policy template library
- Guided compliance training
- Expert reviews
- Custom training videos
- Fractional team access
For early-stage fintechs and RIAs building their first compliance framework.
Pro
- Everything in Essentials, plus:
- 10 expert reviews/month
- 1 custom training video/month
- Audit reviews & risk assessments
- Access to expert community
- Direct expert consultations
- Priority support
Full compliance program — save ~$27,400/month vs. hiring a CCO.
Legal
- Everything in Pro, plus:
- 25 expert reviews/month
- 3 custom training videos/month
- Regulatory exam preparation
- Board-ready reporting
- Compliance calendar sync
For firms needing legal-grade compliance reviews and exam prep.
Enterprise
- Dedicated fractional compliance team
- Unlimited expert reviews
- Custom policy development
- Regulatory exam preparation
- Board-ready reporting
- On-demand legal support
- White-glove onboarding
Dedicated fractional compliance team on top of the platform.
Need more credits?
Every plan includes the ability to buy additional credits inside the app — no plan upgrade required. Credit packs start at $49 for 100 credits. Heavy month? Top up. Quiet month? Roll over up to 2x your monthly allotment.
Why This Matters
A documented compliance program is often what determines whether you:
Get approved by banking partners
Close enterprise deals
Scale without compliance blockers
Guardian helps you build that foundation early—
so compliance becomes a growth enabler, not a roadblock.
Get Our Free Compliance eBook
Download our comprehensive guide to fintech compliance. Learn the frameworks, requirements, and best practices to build your compliance program.
Ready to build your compliance program?
Sign up today and start building. No sales call, no consulting engagement — just a platform that works.
Need a full managed program? Talk to our team →